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Positive Affine Eigenfunctions Above the First Eigenvalue on Nonconvex Pentagons

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Abstract

We construct bounded connected nonconvex planar pentagons for which the affine 2-Laplacian has a strictly positive Dirichlet eigenfunction at an eigenvalue strictly above its first variational eigenvalue. The same domain therefore supports positive affine eigenfunctions at two distinct values. The construction gives a negative answer, for n = p = 2, to the general-domain positive-eigenfunction question of Haddad, Jiménez and Montenegro. The mechanism is an affine-isotropic saddle formed by pinching a pentagon into two right isosceles triangles. A symmetry-preserving diagonal normalization has positive curvature, while a shear couples the ground state to a nearly coincident odd mode. We prove the sharp limit (λ₂ − λ₁)∂²λ₁/∂q² → −32768/81 at the isotropic positions. An area-preserving apex slide has the corresponding limit −50π⁴. The saddles persist under small vertex perturbations, including examples with nonparallel convex-hull sides. Consequences include distinct isotropic positions on one linear orbit and failure of positive-definite-deformation log-convexity outside convexity. We further preserve the saddle under smooth inner exhaustion and use a symmetry-balanced product construction to obtain positive affine 2-eigenfunctions at two distinct eigenvalues on smooth connected nonconvex domains in every dimension n ≥ 2.

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Available editions

  1. Edition 4 · 2026-11-02 · public
  2. Edition 3 · 2026-10-27 · public
  3. Edition 2 · 2026-10-24 · public
  4. Edition 1 · 2026-10-21 · public

Research details

Subjects
Mathematics · Analysis and Spectral Theory · Differential Equations
Keywords
affine Laplacian, positive eigenfunction, Dirichlet eigenvalue, spectral shape optimization, nonconvex polygon, second variation
Manuscript date
2026-10-20
Reader reuse
No additional permission granted

Scope

Existence at exponent p = 2 on nonconvex planar pentagons and smooth connected nonconvex domains in every dimension n ≥ 2. Small-height, perturbation and smoothing thresholds are qualitative.

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References and related resources

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  4. J. Haddad, C. H. Jiménez and M. Montenegro, From affine Poincaré inequalities to affine spectral inequalities, Advances in Mathematics 386 (2021), article 107808. doi:10.1016/j.aim.2021.107808.
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